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Mutual exchange
Results: 2484

#	Item
711	Microsoft Word - SR-FINRA[removed]doc Add to Reading List Source URL: www.idc.org Language: English Finance Self-regulatory organizations Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mutual fund Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor Selling away Financial economics Investment United States securities law
712	July 24, 2013 The Honorable Frank D. Lucas Chairman of the House Agriculture Committee 1301 Longworth House Office Building Washington, DC[removed]Dear Mr. Chairman: Add to Reading List Source URL: www.iciglobal.org Language: English Financial markets Financial services Institutional investors Commodity Futures Trading Commission Foreign exchange market Futures contract Derivative Investment Company Institute Mutual fund Financial economics Investment Finance
713	Microsoft Word - File No S7[removed]doc Add to Reading List Source URL: www.idc.org Language: English Funds Financial markets Collective investment schemes Financial services Mutual fund Derivative Mark-to-market accounting Specialized investment fund Exchange-traded fund Financial economics Investment Finance
714	ICI Research Perspective 1401 H Street, NW, Suite 1200 \| Washington, DC 20005 \| [removed] \| www.ici.org WHAT’S INSIDE 2 What Is a Closed-End Fund? 2 Closed-End Fund Pricing Add to Reading List Source URL: www.iciglobal.org Language: English Funds Financial services Financial markets Collective investment schemes Mutual fund Closed-end fund Net asset value Exchange-traded fund Equity Financial economics Investment Finance
715	Microsoft Word - schapiro_welcome_0209 Add to Reading List Source URL: www.idc.org Language: English U.S. Securities and Exchange Commission Mary Schapiro Mutual fund fees and expenses Financial Industry Regulatory Authority Economy of the United States Financial regulation Government Mutual Fund Directors Forum Self-regulatory organizations United States securities law Corporate crime
716	Microsoft Word - File Number[removed]doc Add to Reading List Source URL: www.idc.org Language: English Funds Financial services Financial markets Collective investment schemes Money market fund Mutual fund Closed-end fund Exchange-traded fund Net asset value Financial economics Investment Finance
717	[removed]Bloomberg_Business... Add to Reading List Source URL: www.rockinst.org Language: English - Date: 2015-01-02 08:41:03 Exchange-traded funds Local government in the United States Funds SPDR Nuveen Investments Bond Municipal bond Mutual fund United States Treasury security Financial economics Investment Government bonds
718	Investor Views on the U.S. Securities and Exchange Commission’s Proposed Summary Prospectus march 14, 2008 Add to Reading List Source URL: www.iciglobal.org Language: English Stock market Collective investment schemes Securities Funds Prospectus Mutual fund Rate of return Exchange-traded fund U.S. Securities and Exchange Commission Financial economics Investment Finance
719	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-12-20 09:55:07 Funds Institutional investors Mutual fund Exchange-traded fund Financial economics Investment Financial services
720	10 July 2014 Submitted via Email The Treasury, Australia International Unit, Retail Investor Division [removed] Add to Reading List Source URL: www.iciglobal.org Language: English Financial services Collective investment schemes Institutional investors Undertakings for Collective Investment in Transferable Securities Directives Mutual fund Passport Exchange-traded fund International Organization of Securities Commissions Money market fund Financial economics Investment Funds

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